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金融英语综合考试选择题(4)


时间:2013-10-04 来源:金融英语考试网 浏览次数:224  【华夏培训网:中国教育培训第一门户

It is important to note that there are limitations on an external experts authority that reflect the distinctions betw


       It is important to note that there are limitations on an external expert’s authority that reflect the distinctions between an independent contractor/consultant and an employee. For example, a consultant under contract with the Reserve Bank has the authority to make recommendations, give opinions, and provide analysis to the Reserve Bank only within the scope of the work outlined in the consulting contract. A consultant does not have policy, managerial, or decision-making authority, and may not make final decisions. When participating with an examination team on an examination or inspection, the consultant must report to a designated employee such as the examiner-in-charge, and may not serve as an examiner-in-charge, or other Reserve Bank representative being present. The consultant may, however, independently perform data-gathering functions, such as interviewing bank personnel or attending meetings to collect information to complete his or her work assignment. These and other provisions are outlined in Uniform Documents and Guidance to be provided to the consultant.
  57. External experts can not be an examiner-in-charge when participate within examination team on an examination or inspection.
  A. Right
  B. Wrong
  C. Doesn’t say
  58. An external consultant may not attend a meeting with a supervised institution to present findings or conclusions.
  A. Right
  B. Wrong
  C. Doesn’t say
  59. An external consultant may have no authority on making a decision.
  A. Right
  B. Wrong
  C. Doesn’t say
  60. An external consultant may work independently sometimes.
  A. Right
  B. Wrong
  C. Doesn’t say





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